SETTLEMENT AGREEMENT
UNDER THE AMERICANS WITH DISABILITIES ACT
BETWEEN
THE UNITED STATES OF AMERICA
AND
FLOYD MEDICAL CENTER

    BACKGROUND AND JURISDICTION

  1. The parties ("Parties") to this Settlement Agreement (" Agreement") are the United States of America ("United States") and Floyd Medical Center ("Floyd").
  2. Floyd Medical Center is a system of health care providers serving Northwest Georgia and Northeast Alabama, located in Rome, Ga.
  3. This matter was initiated by three complaints filed with the United States against Floyd, alleging violations of Title III of the Americans with Disabilities Act (ADA), 42 U.S.C. §§ 12181-12189, and its implementing regulation, 28 C.F.R. Part 36. Specifically, the Complainants, who are deaf, (the "Complainants") alleged that Floyd failed to provide sign language interpretive services when necessary to ensure effective communication. Complainants use sign language as their primary means of communication.
  4. Complainants A.B. and R.B. are the deaf parents of a hearing sixteen year-old female patient admitted to Floyd to deliver a baby. They allege the following: The patient had a complicated and difficult delivery and remained in the hospital for six days. Complainants A.B. and R.B. allege that they repeatedly requested sign language interpreters, including a request made one week prior to the admission and expected delivery date, but no interpreter or VRI was provided at any point during their daughter's stay. Because they had no one to interpret for them, Complainants A.B. and R.B. had to rely on their daughter, who was in a lot of pain and in the process of a complicated labor and delivery, and also had to depend on family members and friends, to interpret for them. Complainants A.B. and R.B. felt as though they did not know what was going on, could not receive full information about their daughter's condition, and it was a difficult and stressful experience for them.
  5. Complainant L.B. is a deaf woman who was the primary caregiver for her elderly father. She alleges the following: Her father was admitted to Floyd after a fall. While at Floyd, it was discovered he had cancer. Complainant L.B. requested an interpreter and was provided with VRI on two occasions. However, there were numerous technical difficulties with the VRI, and the VRI was only provided for short periods of time, approximately fifteen minutes. In addition, because of the lack of effective VRI and lack of interpreter, Complainant L.B.'s brother was left to tell her of their father's diagnoses, despite being very emotional and having difficulty interpreting complex medical terminology. Complainant L.B. felt that she missed relevant information about her father's condition and did not have the ability to ask questions.
  6. Complainant L.T. is a deaf woman who was treated in the emergency room at Floyd during her pregnancy, and then delivered her child via C-Section at Floyd. She alleges the following: She presented to the emergency room at Floyd prior to giving birth with intense pain in her side. The nurse attempted to set up the VRI for Complainant L.T. but was unable to get it to work, and Floyd did not call for a live interpreter. Complainant L.T. was therefore treated without any means of effective communication. Complainant L.T. did not know what was wrong with her, did not know if she was going in to labor, and was not able to ask questions about her medical treatment. After being discharged with little understanding of her medical condition, Complainant L.T. returned again to Floyd with pain. Although there was a VRI, it was not working and Complainant L.T. was unable to effectively communicate with Floyd staff. Subsequently, Complainant L.T. was sent to Floyd to have her labor induced. After a complicated and lengthy labor of 16 hours, Complainant L.T. delivered her baby via C-Section and stayed in the hospital for four days without ever being provided with an interpreter or working VRI, and without any effective communication during her labor, delivery, recovery, lactation consultation, or discharge. Because she was denied effective communication, Complainant L.T. feels that she was prevented from participating in her own health care decisions and from having full information about her own medical status.

INVESTIGATION AND FINDINGS

  1. The United States Attorney's Office ("US Attorney's Office") is authorized under 42 U.S.C. § 12188 and 28 C.F.R. Part 36, Subpart E, to investigate the allegations of the complaint in this matter to determine Floyd's compliance with Title III of the ADA. It has the authority to bring civil actions enforcing Title III of the ADA.
  2. Complainants are individuals with a" disability" within the meaning of the ADA. 42 U.S.C. § 12102; 28 C.F.R. § 36.104.
  3. Floyd is a nonprofit hospital. Floyd is a "public accommodation" within the meaning of Title III of the ADA, 42 U.S.C. § 12181(7)(F), and its implementing regulation at 28 C.F.R. § 36.104.
  4. The ADA prohibits discrimination on the basis of disability in the full and equal enjoyment of the goods, services, facilities, privileges, advantages, or accommodations by a public accommodation. 42 U.S.C. § 12182(a); 28 C.F.R. § 36.201(a).
  5. On the basis of its investigation, the US Attorney's Office determined that Floyd denied the Complainants appropriate auxiliary aids and services necessary for effective communication during treatment at Floyd, in violation of 42 U.S.C. § 12182(b)(2)(A)(iii); 28 C.F.R. § 36.303. Floyd disputes this finding but has elected to enter into this Agreement in order to avoid the uncertainty and expense of litigation. The execution of this Agreement by Floyd does not constitute an admission of liability on its part.

DEFINITIONS

  1. The term "auxiliary aids and services" includes qualified interpreters on-site or through video remote interpreting (VRI) services; notetakers; real-time computer-aided transcription services; written materials; exchange of written notes; telephone handset amplifiers; assistive listening devices; assistive listening systems; telephones compatible with hearing aids; closed caption decoders; open and closed captioning, including real-time captioning; voice, text, and video-based telecommunications products and systems, including text telephones (TTYs), videophones, and captioned telephones, or equally effective telecommunications devices; videotext displays; accessible electronic and information technology; or other effective methods of making aurally delivered information available to individuals who are deaf or hard of hearing. 28 C.F.R. § 36.303(b)(l).
  2. The term "Hospital Personnel" means the following Floyd employees (including independent contractors engaged by Floyd under contract):
    • All hospital clinical staff, defined as persons who routinely render medical care or medical services to hospital patients which entails or involves direct contact with patients or Companions.
    • The following non-clinical hospital staff:
      • All admitting clerks, receptionists and persons in similar positions who routinely encounter Patients or Companions presenting to the hospital for services;
      • All billing clerks, financial counselors, receptionists and persons in similar positions who routinely encounter patients seeking advice, counseling or other information regarding hospital billing and collection matters;
      • All hospital security personnel;
      • All hospital social workers and others involved in discharge planning activities.
  3. The term "affiliated physicians" means all physicians and dentists who hold membership on the Medical Staff of Floyd Medical Center.
  4. The term" qualified interpreter" means an interpreter who, via a video remote interpreting (VRI) service or an on-site appearance, is able to interpret effectively, accurately, and impartially, both receptively and expressively, using any necessary specialized vocabulary. Qualified interpreters include, for example, sign language interpreters, oral transliterators, and cued-language transliterators. 28 C.F.R. § 36.104.
  5. The term "Patient" shall be broadly construed to include any individual who is deaf or hard-of-hearing and is seeking or receiving health care services from Floyd, whether as an inpatient or an outpatient.
  6. The term "Companion" means a person who is deaf or hard of hearing and is a family member, friend, or associate of an individual seeking access to, or participating in, the goods, services, facilities, privileges, advantages, or accommodations of a public accommodation, who, along with such individual, is an appropriate person with whom the public accommodation should communicate. 28 C.F.R. § 36.303(c)(l)(i).
  7. Effective Date of this Settlement Agreement" means the date of the last signature below.

EQUITABLE RELIEF

A. Prohibition of Discrimination

  1. Nondiscrimination. Floyd shall provide appropriate auxiliary aids and services, including qualified interpreters, where such aids and services are necessary to ensure effective communication with deaf and hard of hearing Patients and Companions. Pursuant to 42 U.S.C. § 12182(a), Floyd shall also provide deaf and hard of hearing Patients and Companions with the full and equal enjoyment of the services, privileges, facilities, advantages, and accommodations of the Floyd as required by this Agreement and the ADA.
  2. Retaliation and Coercion. Floyd shall not retaliate against or coerce in any way any person who made, or is making, a complaint according to the provisions of this Agreement or exercised, or is exercising, his or her rights under this Agreement or the ADA. See 42 U.S.C. § 12203.

B. Effective Communication

  1. Appropriate Auxiliary Aids and Services. Pursuant to 42 U.S.C. § 12182(b)(2)(A)(iii), Floyd will provide to deaf or hard-of-hearing Patients and Companions appropriate auxiliary aids and services that are necessary for effective communication after making the assessment described in paragraphs 21-22 of this Agreement. Appropriate auxiliary aids and services will be provided as soon as practicable (without compromising patient care), except that the provision of onsite interpreters must be within the time frame described in paragraph 30 of this Agreement. Floyd will advise Patients and Companions who require auxiliary aids or services that these are available throughout the Patient's hospitalization as requested by the Patient.
  2. General Assessment Criteria. The determination of appropriate auxiliary aids or services, and the timing, duration, and frequency with which they will be provided, will be made by Floyd in consultation with the person with a disability. The assessment made by Hospital Personnel will take into account all relevant facts and circumstances, including, for example, the individual's communication skills and knowledge, and the nature and complexity of the communication at issue. A Model Communication Assessment Form is attached to this Agreement as Exhibit A, and Floyd will develop a form similar to Exhibit A within sixty (60) days of the Effective Date of this Agreement to be used at Floyd.
  3. Time for Assessment. The determination of which appropriate auxiliary aids and services are necessary, and the timing, duration, and frequency with which they will be provided, must be made at the time an appointment is scheduled for Patients known to be deaf or hard of hearing or on the arrival of the deaf or hard-of-hearing Patient or Companion at Floyd, whichever is earlier. Hospital Personnel will perform an assessment (see paragraph 21) as part of each initial · inpatient assessment and document the results in the Patient's electronic medical chart. In the event that Hospital Personnel know or should know that communication is not effective, Hospital Personnel will reassess which appropriate auxiliary aids and services are necessary, in consultation with the person with a disability, where possible, and provide such aid or service based on the reassessment.
  4. ADA Administrators. Floyd will designate at least one employee at Floyd as an ADA Administrator or ADA Co-Administrators, and at least one such employee will always be on call and available twenty four (24) hours a day, seven (7) days a week, to answer questions and provide appropriate assistance regarding immediate access to, and proper use of, the appropriate auxiliary aids and services, including qualified interpreters. The ADA Administrator or ADA CoAdministrators will know where the appropriate auxiliary aids are stored and how to operate them and will be responsible for their maintenance, repair, replacement, and distribution. Floyd will circulate and post broadly within Floyd the name, telephone number, function, and office location of the Administrator(s), including a TTY telephone number, through which the ADA Administrator or Co-Administrator on duty can be contacted twenty-four (24) hours a day, seven days a week, by deaf or hard-of-hearing Patients and Companions. The ADA Administrator or Co-Administrators will be responsible for the complaint resolution mechanism described in paragraph 25 of this Agreement. The ADA Administrator or Co-Administrators will be designated by Floyd no later than 60 days following execution of this Agreement and will be subject to approval by the US Attorney's Office.
  5. Auxiliary Aid and Service Log. Floyd will maintain a log in which requests for qualified interpreters on site or through video remote services will be documented. The log will indicate the time and date the request was made, the name of the deaf or hard-of-hearing Patient or Companion, the time and date of the scheduled appointment (if a scheduled appointment was made), the nature of the auxiliary aid or service provided, and the time and date the appropriate auxiliary aid or service was provided. If no auxiliary aid or service was provided, the log shall contain a statement why the auxiliary aid and service was not provided. Such logs will be maintained by the ADA Administrator for the entire duration of the Agreement, and will be incorporated into the semi-annual Compliance Reports as described in paragraph 43 of this Agreement.
  6. Complaint Resolution. Floyd will maintain its established grievance resolution mechanism for the investigation of disputes regarding effective communication with deaf and hard-of-hearing Patients and Companions. Floyd will maintain records of all grievances regarding effective communication, whether oral or written, made to Floyd and actions taken with respect thereto. At the time Floyd completes its assessment described in paragraphs 21-22 and advises Patient and/ or Companion of their determination of which appropriate auxiliary aids and services are necessary, Floyd will notify deaf and hard-of-hearing persons of their grievance resolution mechanism, to whom complaints should be made, and of the right to receive a written response to the grievance. A written response to any grievance filed shall be completed within thirty (30) days of receipt of the complaint. Copies of all grievances related to provision of services for deaf or hard-of hearing Patients and/ or Companions and the responses thereto will be maintained by the ADA Administrator for the entire duration of the Agreement.
  7. Prohibition of Surcharges. All appropriate auxiliary aids and services required by this Agreement will be provided free of charge to the deaf or hard-of-hearing Patient and/ or Companion.
  8. Record of Need for Auxiliary Aid or Service. Floyd will take appropriate steps to ensure that all Hospital Personnel are made aware of a Patient or Companion's disability and auxiliary aid and services needed so that effective communication with such person will be achieved. These steps will include designating this information in the electronic medical record.

C. Qualified Interpreter

  1. Circumstances Under Which Interpreters Will Be Provided. Depending on the complexity and nature of the communication, a qualified interpreter may be necessary to ensure effective means of communication for patients and visitors. When an interpreter is needed, Floyd shall provide qualified sign language interpreters to Patients and Companions who are deaf or hard-of-hearing and whose primary means of communication is sign language, and qualified oral interpreters to such Patients and Companions who rely primarily on lip reading as necessary for effective communication. Examples of circumstances when the communication may be sufficiently lengthy or complex so as to require an interpreter include the following:
    1. Discussing a patient's symptoms and medical condition, medications, and medical history;
    2. Explaining medical conditions, treatment options, tests, medications, surgery and other procedures;
    3. Providing a diagnosis and recommendation for treatment;
    4. Communicating with a patient during treatment, testing procedures, and during physician's rounds;
    5. Obtaining informed consent for treatment;
    6. Providing instructions for medications, post-treatment activities and follow-up, treatments;
    7. Providing mental health services, including group or individual counseling for patients and family members;
    8. Providing information about blood or organ donations;
    9. Discussing powers of attorney, living wills and/ or complex billing and insurance matters; and
    10. During educational presentations, such as birthing or new parent classes, nutrition and weight management programs, and CPR and first-aid training.
  2. Chosen Method for Obtaining Interpreters. Within thirty (30) days after execution of this Agreement, Floyd will identify one or more interpreter services and will make appropriate arrangements with said services to provide qualified on site interpreters as well as VRI services at the request of Floyd.
  3. Provision of Interpreters in a Timely Manner.
    1. Non-scheduled Interpreter Requests: A "non-scheduled interpreter request" means a request for an interpreter made by a deaf or hard-of-hearing Patient or Companion less than three hours before the Patient's appearance at Floyd for examination or treatment. For non-scheduled interpreter requests, Hospital Personnel will complete the assessment described in paragraphs 21-22 above. The interpreter shall be provided no more than (a) two hours from the time Floyd complete the assessment if the service is provided through a contract interpreting service or a staff interpreter who is located off-site or (b) 30 minutes from the time Floyd complete the assessment if the service is provided through a Video Remote Interpreting service as described in paragraph 31 below. Deviations from this response time will be addressed with the interpreting service provider, and performance goals will be reviewed with the US Attorney's Office.
    2. Scheduled Interpreter Requests. A "scheduled interpreter request" is a request for an interpreter made five (5) or more hours before the services of the interpreter are required. For scheduled interpreter requests, Hospital Personnel will complete the assessment described in paragraphs 21-22 above in advance, and, when an interpreter is appropriate, Floyd will make a qualified interpreter available at the time of the scheduled appointment. If an interpreter fails to arrive for the scheduled appointment, upon notice that the interpreter failed to arrive, Floyd will immediately call the interpreter service for another qualified interpreter.
    3. Data Collection on Interpreter Response Time and Effectiveness. Floyd will monitor the performance of each qualified interpreter service it uses to provide communication to deaf or hard-of-hearing Patients or Companions through their established process of monitoring outside vendors. As part of the Auxiliary Aid and Service Log, described in paragraph 24, Floyd shall collect information regarding response times for each request for an interpreter.
  4. Video Remote Interpreting (VRI). VRI can provide immediate, effective access to interpreting services in a variety of situations including emergencies and unplanned incidents. When using VRI services, Floyd shall ensure that they provide: (1) Real-time, full-motion video and audio over a dedicated high-speed, wide-bandwidth video connection or wireless connection that delivers high-quality video images that do not produce lags, choppy, blurry, or grainy images, or irregular pauses in communication; (2) A sharply delineated image that is large enough to display the interpreter's face, arms, hands, and fingers, and the participating individual's face, arms, hands, and fingers, regardless of his or her body position; (3) A clear, audible transmission of voices; and (4) Adequate training to users of the technology and other involved individuals so that they may quickly and efficiently set up and operate the VRI. 28 C.F.R. § 36.303(f). VRI shall not be used when it is not effective due, for example, to a patient's limited ability to move his or her head, hands or arms; vision or cognitive issues; or significant pain; or due to space limitations in the room. Within 120 days of the Effective Date of this Agreement, Floyd shall establish the capability for offering VRI services. Floyd is not responsible for power outages or service interruption due to acts of God or third party problems. If, based on the circumstances, VRI is not providing effective communication after it has been provided or is not available due to circumstances outside of Floyd's control, VRI shall not be used as a substitute for an on-site interpreter, and an on-site interpreter shall be provided in accordance with the timetable set forth above.
  5. Notice to Deaf or Hard-of-Hearing Patients and Companions. As soon as Hospital Personnel have determined that a qualified interpreter is necessary for effective communication with a deaf or hard-of-hearing Patient or Companion, Floyd will inform the Patient or Companion ( or a family member or friend, if the Patient or Companion is not available) of the current status of efforts being taken to secure a qualified interpreter on his or her behalf. Floyd will provide additional updates to the Patient or Companion as necessary until an interpreter is secured. Notification of efforts to secure a qualified interpreter does not lessen Floyd's obligation to provide qualified interpreters in a timely manner as required by paragraph 30 of this Agreement.
  6. Other Means of Communication. Floyd agrees that between the time an interpreter is requested and the interpreter is provided, Hospital Personnel will continue to try to communicate with the deaf or hardof- hearing Patient or Companion for such purposes and to the same extent as they would have communicated with the person but for the disability, using all available methods of communication, including using sign language pictographs. This provision in no way lessens Floyd's obligation to provide qualified interpreters in a timely manner as required by paragraph 30 of this Agreement.

D. Notice to Community

  1. Policy Statement. Within ninety (90) days of the entry of this Agreement, Floyd shall post and maintain signs of conspicuous size and print at all of Floyd' admitting stations, the emergency department, and wherever a Patient's Bill of Rights is required by law to be posted. Such signs shall be to the following effect: Sign language and oral interpreters, TTYs, and other auxiliary aids and services are available free of charge to people who are deaf or hard-of-hearing. For assistance, please contact any Hospital Personnel or the Information Office at ______ (voice/TTY), room __ _ These signs will include the international symbols for "interpreters" and "TTY s."
  2. Website. Floyd will include on their websites the policy statement described in paragraph 34, above.
  3. Patient Handbook. Floyd will include in all future printings of their Patient Handbooks ( or equivalent) and all similar publications a statement to the following effect:
    To ensure effective communication with Patients and their Companions who are deaf or hard-of-hearing, we provide appropriate auxiliary aids and services free of charge, such as: sign language and oral interpreters, video remote interpreting services, TTYs, note takers, written materials, telephone handset amplifiers, assistive listening devices and systems, telephones compatible with hearing aids, televisions with caption capability or closed caption decoders, and open and closed captioning of most Floyd's programs.
    Please ask your nurse or other Hospital Personnel for assistance, or contact the Information Office at _______ (voice or TTY), room ______ _
    Floyd will also include in their Patient Handbooks a description of their complaint resolution mechanism.

E. Notice to Hospital Personnel and Physicians

  1. Floyd shall publish on their intranet a policy statement regarding Floyd's policy for effective communication with persons who are deaf or hard-of-hearing. This policy statement shall include, but is not limited to, language to the following effect:
    If you recognize or have any reason to believe that a Patient or a relative, close friend, or Companion of a Patient is deaf or hard-of- hearing, you must advise the person that appropriate auxiliary aids and services, such as sign language and oral interpreters, video remote interpreting services, TTYs, note takers, written materials, telephone handset amplifiers, assistive listening devices and systems, telephones compatible with hearing aids, televisions with captioning or closed caption decoders, and open and closed captioning of most Floyd programs, will be provided free of charge when appropriate. If you are the responsible health care provider, you must take appropriate action to see that such aids and services are provided when appropriate. In all such cases you should contact the ADA Administrator for advice and guidance at _______ and reachable at _________ All other personnel should direct the deaf or hard-of-hearing person to the appropriate ADA Administrator at __________ and reachable at Floyd will post this policy on the intranet within thirty (30) days of the Effective Date of this Agreement to all Hospital Personnel and both employed and affiliated physicians (physicians with practicing or admitting privileges), and to all new Hospital Personnel and newly employed or affiliated physicians upon their affiliation or employment with Floyd.

F. Training

  1. Training of ADA Administrator. Floyd will provide mandatory training for the ADA Administrator(s) within sixty (60) days of the date that the ADA Administrator's designation is approved by the United States as provided in paragraph 23 of this Agreement. Such training will be sufficient in duration and content to train the ADA Administrator(s) in the following areas:
    1. to promptly identify communication needs of Patients and Companions who are deaf or hard-of-hearing and which auxiliary aids are effective in which situations;
    2. to secure qualified interpreter services as quickly as possible when necessary;
    3. to encourage medical staff members to notify Floyd of deaf and hard-of-hearing Patients and Companions as soon as Patients schedule admissions, tests, surgeries, or other health care services at Floyd;
    4. to use, when appropriate, flash cards and pictographs (in conjunction with any other available means of communication that will augment the effectiveness of the communication);
    5. how and when to use video remote interpreting services;
    6. making and receiving calls through TTY s and the relay service; and
    7. Floyd's complaint resolution procedure described in paragraph 25 of this Agreement.
  2. Training of Hospital Personnel. Except for affiliated physicians, who are governed by paragraph 42 of this Agreement, Floyd will provide mandatory in-service training to all Hospital Personnel.
    1. The training may be conducted via in-person seminars, videos, or through use of Floyd's intranet program for continuing education (known as 'Health Stream'). The training will address the needs of deaf and hard-of-hearing Patients and Companions and will include the following objectives:
      1. to promptly identify communication needs of Patients and Companions who are deaf or hard-of-hearing;
      2. to secure qualified interpreter services or video remote interpreting services as quickly as possible when necessary; and
      3. to use, when appropriate, flash cards and pictographs (in conjunction with any other available means of communication that will augment the effectiveness of the communication).
    2. Such training must be provided within one hundred eighty ( 180) days of the Effective Date of this Agreement.
    3. New Hospital Personnel must be trained within sixty (60) days of their hire date; provided, however, that Floyd shall have a minimum of 180 days from the Effective Date to complete an individual's training regardless of the individual's hire date.
  3. Training of Telephone Operators. All Hospital Personnel who receive incoming telephone calls from the public will receive instructions by Floyd on using T1Y s or relay services to make, receive, and transfer telephone calls and will receive training generally on the existence in Floyd of an ADA Administrator, as detailed in paragraph 23 of this Agreement, and the complaint resolution process, as described in paragraph 25 of this Agreement. Such training must be provided within 90 days of the Effective Date of this Agreement and will be conducted annually thereafter.
  4. Training Attendance Sheets. Floyd will maintain in electronic form for the duration of this Agreement, confirmation of training conducted pursuant to paragraphs 38-40 of this Agreement, which will include the names and respective job titles of the attendees, as well as the date and time of the training session.
  5. Training of Affiliated Physicians. Floyd will create and send an email blast advising affiliated physicians of its policy on the communication needs of Patients or Companions who are deaf or hard of hearing and will invite all physicians who are affiliated with Floyd (admitting or surgical privileges, etc.) to complete computerized training. This email will direct affiliated physicians to Floyd's web page which will include: (1) the Floyd's Policy Statement for persons working at Floyd as described in paragraph 34 and any relevant forms; and (2) a request that physicians' staff members notify Floyd of deaf and hard-of hearing Patients and Companions as soon as they schedule admissions, tests, surgeries, or other health care services at Floyd.

G. Report, Monitoring, and Violations

  1. Compliance Reports. Beginning six months after the Effective Date of this Agreement and every six months thereafter for the entire duration of the Agreement, Floyd will provide written reports ("Compliance Report") to the US Attorney's Office regarding the status of their compliance with this Agreement. The Compliance Report will include data relevant to the Agreement, including but not limited to:
    1. the information required in Auxiliary Aid and Service Log described in paragraph 24; and
    2. the number of complaints received by Floyd from deaf and hard-of-hearing Patients and Companions regarding auxiliary aids and services and/ or effective communication, and the resolution of such complaints including any supporting documents.

    Floyd will maintain records to document the information contained in the Compliance Report and will make them available, upon request, to the US Attorney's Office.

  2. Complaints. During the term of this Agreement, Floyd will notify the US Attorney's Office if any person files a lawsuit, complaint or formal charge with a state or federal agency, alleging that Floyd failed to provide auxiliary aids and services to deaf or hard-of-hearing Patients or Companions or otherwise failed to provide effective communication with such Patients or Companions. Such notification must be provided in writing via certified mail within twenty (20) days of the date Floyd received notice of the allegation and will include, at a minimum, the nature of the allegation, the name of the person making the allegation, and any documentation possessed by Floyd relevant to the allegation. Floyd will reference this provision of the Agreement in the notification to the US Attorney's Office.

H. Compensatory Relief for Complainants and Release

  1. Within ten (10) days after receiving the complainants' signed releases (a blank release form is at Exhibit B), Floyd will send four checks made out as follows: (1) in the amount of $30,000.00 made out to L.T.; 2) in the amount of $15,000.00 made out to R.B; 3) in the amount of $15,000.00 made out to A.B.; and 4) in the amount of $15,000.00 made out to L.B. These checks are compensation to the Complainants pursuant to 42 U.S.C. § 12188(b)(2)(B), for the effects of the alleged discrimination suffered as described in paragraphs 4-6. The checks shall be mailed to: Emily Shingler Assistant United States Attorney 75 Spring Street, S.W. Suite 600 Atlanta, Georgia 30303
  2. Floyd will not withhold taxes from the monetary award and the Complainant will accept full responsibility for taxes due and owing, if any, on such funds. Floyd will issue to the Complainant an IRS Form 1099 reflecting the amount paid to the Complainant.

I. Enforcement and Miscellaneous

  1. Duration of the Agreement. This Agreement will be in effect for 3 years from the Effective Date.
  2. Enforcement. In consideration of the terms of this Agreement as set forth above, the US Attorney's Office in the Northern District of Georgia agrees to refrain from undertaking further investigation or from filing a civil suit under Title III of the ADA related to the allegations in paragraph 4-6, except as provided in paragraph 49. Nothing contained in this Agreement is intended or shall be construed as a waiver by the United States of any right to institute proceedings against Floyd for violations of any statutes, regulations, or rules administered by the United States or to prevent or limit the right of the United States to obtain relief under the ADA.
  3. Compliance Review and Enforcement. The United States may review compliance with this Agreement at any time and can enforce this Agreement if the United States believes that it or any requirement thereof has been violated by instituting a civil action in U.S. District Court. If the United States believes that this Agreement or any portion of it has been violated, it will raise its claim(s) in writing with Floyd, and the parties will attempt to resolve the concern(s) in good faith. The United States will allow Floyd thirty days from the date it notifies Floyd of any breach of this Agreement to cure said breach, prior to instituting any court action to enforce the ADA or the terms of the Agreement.
  4. Entire Agreement. This Agreement and the attachments hereto constitute the entire agreement between the parties on the matters raised herein, and no other statement, promise, or agreement, either written or oral, made by either party or agents of either party, that is not contained in this written agreement, shall be enforceable. This Agreement is limited to the facts set forth herein and does not purport to remedy any other potential violations of the ADA or any other federal law.
  5. Binding. This Agreement is final and binding on the parties, including all principals, agents, executors, administrators, representatives, successors in interest, beneficiaries, assigns, heirs and legal representatives thereof. Each party has a duty to so inform any such successor in interest.
  6. Non-Waiver. Failure by any party to seek enforcement of this Agreement pursuant to its terms with respect to any instance or provision shall not be construed as a waiver to such enforcement with regard to other instances or provisions.
  7. The effective date of this Settlement Agreement is the date of the last signature below.
  8. This Agreement may be executed in counterparts, each of which constitutes an original and all of which constitute one and the same Agreement. Electronically transmitted signatures shall constitute acceptable, binding signatures for purposes of this Agreement.

FOR FLOYD MEDICAL CENTER:

/s/ Wade Monk
WADE MONK
General Counsel
Floyd Medical Center

10/2/16

FOR THE UNITED STATES:

JOHN A. HORN
United States Attorney
United States Attorney's Office
Northern District of Georgia
600 U.S. Courthouse
75 Spring Street, SW
Atlanta, GA 30303

AILEEN BELL HUGHES
Assistant United States Attorney
Aileen.bell.hughes@usdoj.gov

/s/ Emily Shingler
EMILY SHINGLER
Assistant United States Attorney
Emily.shingler@usdoj.gov